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What does the CFA Institute Code of Ethics require regarding client interests?

  1. A Placing client interests above the member's own interests
  2. B Maximising firm revenue
  3. C Following employer instructions without question
  4. D Treating all clients identically regardless of mandate
Answer

Placing client interests above the member's own interests

Loyalty, prudence and care require acting for the client's benefit, with a reasonable basis for every investment recommendation.

All CFA MCQs

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